Financial services regulation

Some of our recent publications are listed below.

Financial services regulatory update
David Berman, 18 May 2012

 

Market misconduct - Kyprios - Pushing the enforcement boundaries
David Berman, 19 March 2012

 

Supreme Court Ruling - A matter of time?
David Berman, 06 March 2012

 

Wall-crossings - The Osborne Case - Practical considerations for the sell-side
David Berman, 20 February 2012

 

Wall-crossings - Market abuse - A cautionary tale?
David Berman, 26 January 2012

 

Update on the alternative investment fund managers directive ESMA final advice
15 December 2011

 

FSA issues final form guidance on Remuneration Code
Rob Collard, 27 September 2011

 

AIFMD - Depositaries: Impact on private equity firms
Bridget Barker, 10 May 2011

 

FSA policy statement on the Remuneration Code
Tim Cornick, 20 December 2010

 

Investigatory raids - are you prepared? eBulletin
13 April 2010

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Practice heads

  • Bridget Barker
  • Partner
  • +44 (0)20 7849 2495
  • Contact 
 
 
 

"A refreshing (and extremely rare) mix of technical excellence and practical know-how - a very impressive team."

Edward Horner -
In-house Counsel and Compliance,
Collins Stewart Europe Limited

"Macfarlanes LLP's highlights included...acting for a leading stockbroker in one of the first FSA investigations to reach the RDC. Bridget Barker is 'efficient and pleasant', and David Berman offers an 'excellent mix of intelligence, regulatory know-how and commercial acumen."

The UK Legal 500 2010